Table of Contents
- Procedures Governing Election of a Department
of Entomology Chairperson
- Election Procedure
- Copier Policy
- Policy for use of Department Freezer
- Hallway Usage Policy
- Key Policy
- Shop Work Requests
- Voucher Specimen Policy
- Telephone Charge Back Policy
- Committee Structure
- Merit Committee Structure
- Computer Committee
- Rules for Use of the Computing
Facility
- Slide Maker
- Emeritus Staff Support
- Museum Committee
- Space Policy for the Department
of Entomology, University of Wisconsin-Madison
- Capital Exercise Distribution
- Insect Quarantine Facility
- Department of Entomology Position Vacancy
Process
- Department of Entomology Policy on Role
of Academic Staff in Departmental Governance
- Departmental Research Technician Position
(50%): Policy for Allocation
- Search and Screen Process for University
- University Faculty Policy and Procedures
- CALS Tenure Guidelines
- Department of Entomology Personnel/Promotions
- Procedures Governing Salary Equity Review
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I. Procedures Governing Election of a Department of Entomology
Chairperson
- Election of a chairperson shall be for a four-year term, and
a formal nomination and election process shall take place during
the fourth year of any incumbent chair's term, or at any shorter
interval if a vacancy should occur. An incumbent chair, if willing,
may be renominated. There is no prescribed limit on the number
of terms that may be served.
- The results of the annual balloting taken at the direction of the
Dean shall be distributed in writing to the faculty of the Department.
Within two weeks after distribution, the ballots shall be returned
to the department's administrative assistant, then opened and tabulated
in the presence of two faculty members designated by the faculty
.The administrative assistant shall then forward the ballots to the
Dean.
- A Vice-Chair shall be elected at the first staff meeting following
election of a chairperson. His/Her function is not that of an assistant
chair nor heir-apparent to the chair, but to serve in acting capacity
during absences of the chairperson. To that end, s/he should be kept
informed of timely administrative matters that might require action
during an absence of the chairperson. Election of the vice-chair
shall be by oral nomination and successive secret ballots until a
winner is declared.
II. Election Procedure
- Nominations will be accepted during January of the fourth year
of an incumbent chairperson's term. The incumbent chairperson should
issue the call for nominations sometime prior to January.
- A nomination must be in writing and accompanied by written agreement
of the nominee to serve if elected.
- A list of nominations received up to 48 hours prior to the regular
January staff meeting will be prepared and immediately distributed
to the faculty. There will be a final call for nominations at the
staff meeting. Any additional nominations at this time must also
be in writing.
- Voting shall be by secret mail ballot; with an interval of one
week between ballots if more than one ballot is necessary. Balloting
shall continue until one candidate receives a majority of the votes
cast.
- The first ballot, listing all nominees, shall be distributed to
the faculty on the afternoon of the January staff meeting. They shall
be due in the administrative assistant's office by noon of the 7th
day following, and shall be opened and tabulated in the presence
of two faculty members designated by the faculty .The nominee with
the smallest number of votes shall be deleted from the next ballot
as shall any nominee with three or fewer votes. The second ballot,
if necessary, shall be prepared and distributed the same afternoon.
As a matter of information, results of the voting on the immediately
preceding ballot shall be distributed with the new ballot.
- Procedures for subsequent ballots, if such are necessary, shall
be the same as those outlined under (5) preceding.
- In the event of a tie vote on any ballot where no candidate has
a majority and no candidate has three or fewer votes, the ballot
shall be repeated.
- An absentee vote is acceptable on any ballot as long as the intent
of vote is unmistakable.
Approved September 22, 1981.
III. Copier Policy
In April 1990, a copier charge back system was approved by the faculty
in the Department of Entomology. This policy was initiated to cover
the cost of leasing a new copy machine, paper/supplies, and periodic
upgrades of equipment. All faculty, staff and students are expected
to pay for personal, research and extension copying from their own
funds.
Debit cards may be purchased from Steenbock Library and ordered through
the fiscal clerk. These debit cards can be used on any copier on campus
with a debit card system.
The department will pay for the following copies: instructional materials,
grant proposals, department business (i.e., minutes, agendas, notices,
items concerning the Herrling Lab and the Insect Museum), reviews,
and letters of recommendations.
Approved April 27, 1990 faculty meeting.
IV. Policy for use of Department Freezer
The department maintains the walk-in freezers/coolers in the basement
using the following criteria:
- All items must be stored in solid containers (bags and loose
articles will be discarded).
- All items must be clearly marked with the professor's name on
the outside of the container.
- Date all items.
- Materials must be placed on shelves or on the floor, not on the
wood walkway.
- The freezers need periodic maintenance. We need access to the
freezing unit. Therefore any accumulation of material on the wooden
walkway will be discarded.
- The freezers will be cleaned out and updated every six (6) months
on the first Wednesday of March and October.
- REMINDER: There is to be no flammable solvents in the freezers
or the cold room.
- The freezers should not be used for storage of personal materials.
- A $10/month charge back fee for storage of freezer will be assessed
per unit per faculty member. Charges will bill annually in October.
(Approved by faculty 9/28/00.)
V. Hallway Usage Policy
- Hallway space may be used for storage under the following conditions:
- Materials placed in hallways must be in solid containers (no loose
materials or bags).
- Cabinets placed in alcoves in hallways must be on wheels.
- Access boxes (electrical and telephone) cannot be obstructed.
Cabinets placed in front of the boxes must be on wheels.
- The hallway must have four-foot clearance (City of Madison fire
code).
- Hallway space on floors one and two may not be used for storage.
Approved by faculty 3/30/90
VI. Key Policy
All keys issued to faculty, staff, students, and hourly employees
require a deposit which will be refunded when the keys are returned.
The charges are as follows:
$5.00 per key (approved July 27, 1990, faculty meeting)
(for all keys) (approved August 31, 1990, faculty meeting)
VII. Shop Work Requests
Priorities: Each work order will be assigned one of three
levels of priority according to the criteria described below. Within
a category, jobs will be done in chronological order. Also, some general
criteria are listed below that will affect the relative rankings of
work orders WITHIN a category .The departmental administrator will
receive requests, assign priority, and document time of completion.
He/she will work in conjunction with the shop technician and an assigned
member of the research committee to determine routine job priority
designations and assure compliance with these policies. A shop request
sheet must be filled out for each job. The departmental administrator
will maintain a record for submitted requests and project status.
Work requests estimated to require more than 40 hours of time must
receive approval first from the Research Committee and then from departmental
faculty. We recommend that alternative sources of help (e.g., CALS
Experiment Station, Physical Plant, outside contractors) be considered
prior to requesting extensive assistance from shop personnel.
A: High Priority
- Safety & Health (a)
- Experiments & Cultures IN PROGRESS threatened by equipment
failure (b)
- Experiments dependent on SEASONAL activities
- Routine maintenance of departmental equipment
B: Medium Priority
- Upgrading current equipment
- Building prototypes (c)
C: Low Priority
- Mass assembly
- Woodworking (lab/office furniture)
Footnotes
a) Safety & Health matters receive highest priority.
The remaining 2 categories under (A) receive equal priority. Safety &
Health matters refer to minor repairs (large projects will require
dedicated funds) that cannot be addressed by the Safety Department
in timely fashion.
b) We recognize two types of threats under this category,
immediate & calculated. Highest priority is given to the first
category. There is an inevitable gray area between equipment upgrades
(Bl) and calculated threats. Some judgment will need to be exercised
in these cases, including the nature of the problem, anticipated time
frame, & available options in case of equipment failure.
c) We have identified two types of jobs within this category,
the construction of a small prototype (cage, trap, etc.) that will
then be turned over to the lab for mass production, and design of a
major new apparatus that will form the basis of long- term research
and direction. Both are important, but the latter jobs are inevitably
much more time consuming. We recommend that all available sources of
funding for construction by outside contractors be pursued (e.g., Graduate
School).
General Criteria
Within a category, higher priorities will be given to requests that
are for departmental rather than individual benefit, lab members are
willing to assist, and the work is necessary to meet the obligations
of a funded grant. Priority is lowered where there are alternative
means of completing the job (e.g., through other centers or agencies
affiliations that provide such support), outside contacting is available
(1 yr. grace period for new staff), or equipment not available in the
Entomology shop is required to complete the job.
In certain special cases, an exception can be made to the above system.
For example, the imminent arrival of a new staff member may require
special efforts to prepare his/her laboratory.
Charges
Faculty is charged at the rate of $4/hr. for shop assistance. First-year
faculty and departmental projects are exempt from the charge.
Accessibility
The nature of many jobs involving equipment repair inevitably require
shop personnel to be away from their office for extended periods. To
facilitate communication, shop workers will leave a telephone number
and/or location with the departmental administrator prior to leaving
the building. Faculty may also leave messages on the shop telephone
answering machine.
Faculty, staff and students are to be discouraged from "pestering"
shop personnel about the status of submitted requests. The departmental
administrator will maintain a record of project status.
Instruction of Laboratory Members
The departmental workload is simply too high for all routine and mass
production tasks to be performed by one person. Each laboratory must
assume responsibility for these activities. The campus safety office
has indicated that students are allowed to use power equipment if they
are certified by the department. We propose that such a certification
procedure be established. This process should include: 1) Departmental
regulations of shop procedures, e.g., instituting a buddy system for
shop use by students, providing easily accessible and periodically
inspected safety and first aid equipment, etc.; 2) A departmental training
program on equipment use and safety, satisfactory completion of which
is required for certification. Mere physical presence during such training
will not suffice for certification, but rather competence and maturity
must be demonstrated; 3) Input from the campus Safety Office with regard
to the suitability of our program, liability, and related issues.
VIII. Voucher Specimen Policy
The Insect Research Collection (IRC) of the Department of Entomology,
University of Wisconsin- Madison, accepts the deposition of voucher
specimens by students and staff of the university (with approval of
the Director/Curator and the Academic Curator, voucher specimens may
sometimes be accepted from individuals not affiliated with the University
of Wisconsin).
Procedure for the deposition of voucher specimens is as follows:
- A submitted manuscript should indicate deposition of voucher
specimens, typically in the Materials and Methods section with
a statement such as the following: "Voucher specimens for
this study have been deposited in the Insect Research Collection
of the Department of Entomology, University of Wisconsin-Madison."
- Either with submission of the manuscript or at the time of acceptance
for publication, actual specimens should be deposited in the IRC
as tentative voucher specimens. These should be prepared and labeled
with full data by the author(s), unless the Academic Curator has
specifically agreed to prepare the specimens. Twelve specimens, six
of each sex, are recommended for each species. Where morphological
or geographic variation suggests the need for deposition or a greater
number of specimens for adequate representation, a suitable larger
number can be agreed upon for acceptance. These specimens will be
stored in a separate cabinet until publication of the manuscript.
- At the time of publication, the specimens that have been held become
voucher specimens. Once the author(s) have provided the IRC with
a reprint or copy of the publication citing the deposition of specimens,
the specimens will be formally labeled as voucher specimens with
the author(s) and year of publication and incorporated into the main
collection.
IX. Telephone Charge Back Policy
The department will pay for the monthly rental and monthly long distance/local
phone calls for one phone per faculty member. Any additional phones
for the lab will be paid from individual professors' grants. The department
will also provide one phone for each emeritus faculty member.
Approved September 28,1991, faculty meeting.
Add: Department pay up to $600 lg/local calls. (9/98)
X. Committee Structure
- These guidelines will apply to the following four committees:
Academic Affairs, Computer, Extension and Applied Research, and
Research.
- Each committee will consist of five voting faculty members, including
the committee chair, and one voting student representative, for a
total of six voting members. (Revised)
- The Department Chair will be a non-voting ex officio member of
all four committees. Other appropriate ex officio members will be
appointed by the respective committees, as either voting or non-voting
members at the discretion of the committee.
- Committee membership will be decided by the Department Chair as
follows:
a) In October of each year, the Department Chair will
ask each faculty member to list first and second preferences for
committee service.
b) By the end of November, the Department Chair will appoint
faculty to fill upcoming vacancies.
c) Appointments will be for two years, and will commence
January 1.
d) Appointments will be staggered for continuity. To establish
the rotation, in the first year only three appointments will be for
two years and the appointments will be for one year only.
- Each committee chair will serve for one year, and be elected by
the respective committee at the first meeting of the calendar year.
However, consecutive terms may be served by the same individual.
- Each committee chair will be expected to circulate an agenda prior
to each meeting. Any faculty member can request addition of items
to the agenda.
- Voting on all issues will be restricted to the formal committee
members. Issues with tie votes when the entire committee (five members)
is present and voting will be forwarded to the full faculty for consideration.
- Ex Officio members will consist of the following:
Department chair (all committees)
Administrative assistant (all committees )
One student representative (all committees)
Diagnostician (EAR Committee)
Extension IPM Coordinators (EAR Committee)
Departmental technician (Res. Committee)
Computer technician (Computer Committee) CALS and UWEX
representation (Computer Committee)
Additional ex officio members can be appointed or removed at the
discretion of the committee chairs.
- Ad hoc subcommittees can be appointed by the committee chair. Each
such subcommittee will be chaired by an elected committee member.
However, the committee chair can draw subcommittee members from outside
of the standing committee.
- All meetings are open and all faculty are encouraged to attend
and participate in meetings of individual interest.
( Approved October 1988 faculty meeting; Revised October 1990.)
- One Extension faculty will always be a member of the Merit Committee
(12/10/98)
XI. Merit Committee
Structure
Merit, which is used in determining salary increases for faculty,
is determined annually by the Merit Committee which consists of the
Department Chair and three Executive Committee members elected by the
faculty. All members of the Executive Committee whose salaries are
paid through the department are eligible to serve. Memberships are
for three years with a new member elected in the fall of each year
rotating onto the committee in January .All faculty paid through the
department are eligible to vote.
Merit Evaluation Procedures
- Each member of the faculty completes an Annual Activities Report
in December of each year summarizing professional activities for
the preceding calendar year.
- In January, the Department Chair distributes a package of merit
evaluation materials to each member of the Merit Committee which
consists of the following:
a) Annual Activity Report for the current and preceding years
b) Teaching effort summary for all faculty for the preceding two
years and projected teaching loads for the succeeding two years
c) Teaching evaluations for the preceding two years
d) Reprints of research publications and new extension publications
in print
e) Updated five-year salary run for all faculty
f) County Agent evaluations of extension faculty
g) Any other pertinent information provided by faculty or from
outside sources.
- In Feb/Mar, the Merit Committee meets and evaluates faculty in
the areas of Research, Extension, Teaching and Service as appropriate.
A merit score from 1 through 10 is assigned in each area by each
committee member including the Chair. A rating of 10 represents a
truly outstanding and unusual level of excellence while a 5 rating
represents an acceptable or average performance and a 1.0 rating
represents an unacceptable level of activity.
A mean rating across all faculty in each are of close to 5.0 is normally
achieved with appropriate distribution of scores in relation to the
mean. Individual ratings are extensively discussed by the committee
and may be adjusted in the event of wide discrepancy.
- Merit evaluations are converted to salary adjustments by the Chairperson
as follows:
a) Merit evaluations of the four committee members are averaged
in each category.
b) A weighted average merit rating across all categories is calculated
using ratios which reflect the relative responsibilities of individual
faculty .The majority of departmental appointments with primary
responsibility in research and secondary responsibility in teaching
are weighted using a 6.5:2.5:1.0 ratio for research, teaching and
service. Extension faculty use ratios which reflect individual
responsibilities most closely.
c) A two-year average merit rating is calculated using current
and preceding year ratings. The two-year rating was adopted to
avoid yearly fluctuations which do not represent the true level
of faculty activity.
d) Two-year merit ratings are converted to percentage salary increases
by direct comparison with departmental two-year averages.
Example: If 1.5% merit increase is available, departmental two-year
average is 5.7% and individual two-year average for faculty member
is 5.0%.
% increase = (5.0 x 1.5) / 5.7 = 1.315%. The individual faculty
member was below the department average and received only a 1.3%
increase.
- Individual merit scores are returned to each faculty member together
with activities reports for all faculty by the end of February. Faculty
wishing to dispute merit scores should outline the nature of his/her
concerns in writing and request an appointment with the Chair to
discuss the concerns.
- A listing of the merit ratings for all faculty is forwarded to
the Dean and used as a basis for distribution of the Dean's final
salary adds. These adds are derived from the small percentage (usually
0.5%) of the annual salary package which is withheld by the Dean
for distribution to outstanding faculty.
Merit Parameters Considered by the Committee
Each Merit Committee member is free to develop and use individual
systems for assigning merit, but all members use the same range of
parameters as indicators of productivity.
- Research
Publication record, the scope of the research program including
grant activity and outside recognition of research are all considered
in assessing research productivity. Committee members use the
following indicators of productivity:
a) Publication Record
Only publications in print are credited. To be "in print,"
a manuscript must be assigned page numbers or have appeared in
a journal in the previous calendar year. Refereed publications,
book chapters, and reviews are normally considered equivalent.
Reprints are available for the committee and quality is assessed.
Other non-refereed publications resulting from research such
as technical reports, proceedings, abstracts, etc., are used
to assess publication activity but are not normally considered
equivalent.
Manuscripts which are submitted or accepted for publication but
are not in print are considered as evidence of continuing productivities
but are not credited until they are in print.
Faculty are strongly encouraged to follow the reporting guidelines
indicated in the Activity Report form in order to reduce the
possibility for misinterpretation by the committee.
b) Program Scope and Research Support
Grant support is important and both existing levels of support
and pending proposals are considered. Extramural funding is
particularly important, but since research programs within
the department vary greatly in funding needs and availability
of support agencies, all funding sources are considered.
Graduate students, project associates, post-doctoral fellows,
technical support, visiting scientists and other professional
personnel funded on grants are considered as additional indicators
of program scope.
c) Outside Recognition
Invited seminars, symposia participation, recognition in the
form of awards, etc., are utilized as appropriate.
d) Other
Any other indications of research strength or breadth may be
used in formulating the overall research ratings. Continuing
contributions to extension programs where no extension appointment
exits is an example of one such area.
- Extension
In extension, the overall breadth of programming is assessed and
excellence in extension is determined by parameters which would
include, but not be limited to, the following: continuation of
successful programs and their expansion; development of new programs;
innovation in information dissemination; successful use of mass
media techniques; development of new bulletins and/or computer
programs; direct contact hours with clientele through meetings,
field days, etc.; successful funding initiatives; regional and
national recognition, etc., etc...
The annual agent evaluations of specialists are reviewed and considered
important but kept in perspective.
- Teaching
Several factors are considered in evaluation of teaching with the
key factor being teaching effort Teaching effort is calculated
for the previous two years using both preparation hours and contact
hours in the classroom.
One hour/week is credited for each contact hour and four hours of
preparation time is credited for each laboratory and lecture. Total
hours/week as an average hours/week for all faculty with teaching
appointments to determine effort. 299, 399, 699, 799, biocore, guest
lectures and other non-course teaching activities are not used in
determining effort but are considered as evidence of teaching contributions
outside of formal courses. Team taught courses are credited in proportion
to faculty share of teaching load, and contact hour credit for lectures
by other team members is only given if all lectures are attended.
Short course meeting five days/week for five weeks is considered
equivalent to a 1 1/2 credit course.
In addition to teaching effort, teaching quality is determined from
student evaluations.
The committee also recognizes that certain service oriented introductory
courses (301, 302, 351, etc.) are of great value to the department
in terms of increasing enrollment and highlighting Entomology. Additional
credit is given to faculty teaching these courses.
- Service
All faculty are rated on service. Departmental contributions are
evaluated in terms of committee work, student advising, student
examination and other functions which aid in departmental operations.
It is also considered important that faculty provide service outside
of the department, and service at the college, university , community,
state and national levels are all considered since these contributions
bring recognition to both the university and the department.
The committee does not expect absolute bookkeeping on the time spent
in various service activities but some reasonable estimate should
be provided to allow the committee to evaluate the effort involved.
End of document as I found it in the files...Joe Grant, 9 Feb 89.
XII. Computer Committee
The Computer Committee was accepted as a permanent standing committee
in the Department of Entomology at the October 27, 1989, faculty meeting.
The committee will be comprised of four faculty members, two graduate
students, one department office representative, the department administrator,
and the Herrling Lab coordinator.
Specific responsibilities of the Computer Committee will include:
- Oversee the departmental computing facility (Herrling Lab).
- Seek out and make available information on hardware and software
of general interest as appropriate.
- Evaluate word processing equipment and software options for the
main office as needed.
- Pursue funding opportunities for new hardware and software for
the departmental computing facility.
XIII. Rules for Use of the Computing Facility
- Introduction - The departmental computing facility is housed
in room 436 Russell Lab. Equipment available includes three IBM
PC-AT work stations, one PS2 Model 50, two Proprinters, one IBM
Plotter (6 pens), one IBM Color Jetprinter, one LaserJet Plus printer,
one slide maker, and one Macintosh PC. There are also a variety
of IBM software packages loaded on AT' s and PS/2 available for
use.
- Eligible Users - Use of this facility is strictly limited to faculty,
students, and staff of the Departments of Entomology and Plant Pathology
and to students in entomology courses that make use of the computers.
- Supplies - Paper and ribbons or toner cartridges for the printers
will be purchased through the department as needed. Supplies for
the plotter (paper and pens) will be purchased by the individual
users.
Rules to Remember
- Close the door when you leave the facility, never leave the facility
unattended.
- Report equipment failure to Dave Hogg or Stuart Baker.
- When you log off, return the machine to the C drive and turn off
the monitor screen. DO NOT TURN OFF THE COMPUTER.
- Never attempt to reformat the hard disk (C drive).
- The laser printer is to be used only for final drafts of documents.
The dot matrix printer should be used for intermediate drafts. The
color printer will not be generally available, but it will be made
available upon request.
- Space is available for file storage on the hard disks of the computers;
however, storage space should be used sparingly. The Computer Committee
reserves the right to delete with notice if space becomes limiting.
Individual users should establish their own directories on the hard
disk for file storage; do not store individual files in the root
directory or applications directories.
- Work quietly, loud conversation is disruptive to people in adjoining
offices.
XIV. Slide Maker
Chargeback Policies for Use of Slide Maker
Rationale:
The slide maker and peripherals have been purchased and maintained
for the purpose of facilitating presentation-quality graphics by Departments
of Entomology and Plant Pathology students, staff and faculty. Although
the primary purpose of the equipment/facility is not to generate revenue,
sufficient funds must be recovered to cover costs of maintenance, software,
and eventual replacement of the equipment. To that end, the following
policies have been established.
Policies:
- The charge per slide is $1.50, including film but excluding developing.
Record all uses on the Herrling Lab Slide-Maker ledger sheet.
- Slides made for teaching or extension purposes will be charged
to Instruction or Extension, respectively.
- Testing of new software for slide quality/composition will be charged
to Instruction. Such testing must be approved in advance by the Computer
Committee, or by the Committee chairperson if an immediate decision
is required. The coordinator of the Herrling Lab should be notified
by the Committee chairperson about waiver of charges. All test slides
should be returned to the Herrling Lab for future demonstration purposes.
- Slides that are unacceptable (e.g., disappearing text, poor color
result) not due to operator error will be charged for the cost of
film only. (See rate schedule.)
- Slides that are unacceptable (e.g., misspelled words, data errors)
due to operator error will be charged at the full rate.
- In instances where less than the requested amount of rolled film
is actually shot, users will be charged for the cost of the unused
(unshot) film. (See rate schedule.)
- Users who themselves load Herrling Lab film will be charged for
the cost of the film regardless of results. (See rate schedule.)
- Users will not be charged for problems due to mechanical breakdown,
film failure or Herrling Lab personnel mistakes.
Calculating charges for film only:
Charges for film only must be made in terms of "slide equivalents"
(one slide equivalent = $2.30) according to the rates below:
| No. shots |
Slide equivalents |
| 1-10 |
1 |
| 11-25 |
2 |
| 26-40 |
3 |
Questions or comments should be made to the Chair of the Computer
Committee.
Approved Feb. 23, 1994
XV. Emeritus Staff Support
The committee recommended the following policy for assigning emeritus
faculty space.
- Upon retirement, a faculty member relinquishes all claim/control
to their current office and laboratory space.
- Emeritus faculty should be provided desk space and use of a phone.
- Emeritus faculty will be given a $280 postage allotment for postage
a year and clerical support which will be prioritized as follows:
one day on typed copy and two/three days on handwritten copy (except
during grant writing and year end report periods. This policy was
implemented by the Long Range Planning Committee on October 15, 1991.)
This allotment increases if an emeritus faculty takes on department
service responsibilities.
- Emeritus faculty will have access to assignable space in the annual
request cycle.
Recommendation passed fall 1993.
XVI. Museum Committee
The Department of Entomology, University of Wisconsin-Madison, maintains
an active and expanding collection of insects and related arthropods
for research, teaching, and extension purposes. The focus is as a regional
collection with emphasis on the Midwestern fauna, but including selected
specialty collections. Type specimens, voucher specimens, and general
holdings are made available not only to the worldwide scientific community,
but also to the people of the State of Wisconsin, as appropriate.
In August 1989, the Entomology Department approved the creation of
the Museum Committee as a full standing committee within the department.
The committee will consist of three permanent members: The Museum Director,
the Museum Curator, and Dr. Young; three appointed faculty; and one
student representative.
The initial charge to the committee is as follows:
a) Review the Museum Committee report for integration
of recommendations into the department.
b) Prioritize the recommendations based on immediate
needs as well as the long-range goals of the department.
c) Develop a broader base of funding at all levels (NSF
grants, etc.)
XVII. Space Policy for the Department of Entomology, University
of Wisconsin-Madison
The Department of Entomology recognizes two types of space within
the Department for Research Programs of individual faculty: 1) annually
assignable space and 2) long-term space.
I. Annually assignable space
The current annually assignable space includes designated rooms
within Russell Labs, greenhouse space and any other Entomology
holds such as parts of the Stock Pavilion.
A. Annually assignable space requests will be sent by
the Research Committee to the faculty during the month of May for
September 1 occupancy.
B. Individual faculty will have approximately two weeks
to request in writing renewal of their space assignments. All new
requests for annually assignable space require a fully reasoned justification.
C. In cases where previous assignments are contested,
the current user(s) will be contacted by the Research Committee Chair
to provide a full written justification for their needs.
D. Recommendations for annual space assignments will
then be made by the Research Committee. Contested cases will be decided
by simple majority of the voting members of the Committee on the
basis of the written justifications.
E. Committee recommendations will be brought before the
Department at a monthly staff meeting for discussion and approval.
II. Long-term Space
Long-term space includes all laboratories and offices in Russell
Labs assigned to the Department of Entomology.
A. All Faculty members are entitled to an office and
those individuals with a research component to their academic appointment
are entitled to a minimum of 600 sq. ft of laboratory space.
B. The initial assignment of long-term space to new,
incoming faculty will be determined by the current faculty. Criteria
for assignment will include the incoming faculty member's area of
research and availability of facilities.
C. The Research Committee will solicit and review long-term
space assignments every five years. The Chair is expected to attend
and participate in this meeting.
D. At this time, individual faculty must provide a written
justification for their permanent space needs for the next five years.
This submission would include their currently assigned laboratory
space as well as any request for additional permanent space.
E. Requests for additional long-term space will be evaluated
and when justified long-term space for reassignment will be identified.
Faculty members whose current assignments are considered for modification
will be contacted and solicited for additional justification of space
needs.
F. Conflicts in long-term space needs will be resolved
by simple majority of the voting members of the Committee. Committee
recommendations will be based on several factors including the nature
of the research, personnel and equipment requirements, the faculty
member's merit evaluations in research and written justification
statements of future needs.
G. Committee recommendations will be brought before the
Department a minimum of one week prior to a monthly staff meeting
for discussion and approval. A quorum of the faculty is required
for this meeting and any changes in long-term space assignments must
be approved by a 2/3 majority.
Approved 5/25/94
XVIII. Capital Exercise Distribution
The capital exercise will be allocated on a rotation basis by discipline
group (physiology, ecology, and applied). The main office and the computing
needs of the department would be viewed independently from these groups
and would be allowed to compete with the individuals for the smaller
portion of the dollars. The committee further recommended that 60 percent
of the capital dollars be allocated to the distribution of the groups
and that 40 percent be allocated to the distribution of individual
requests. In the event the department is required to contribute money
toward a start-up package, the rotation system would be interrupted
for the year. Any group wishing to defer their rotation for a year
may exchange with another group if everyone is agreeable. The rotation
was established by a draw and will be as follows: Extension/Applied,
Ecology, and Physiology.
Approved Nov. 1992
XIX. Insect Quarantine Facility
The Insect Quarantine Facility (B81J, B81L) is designed for year-round
use for quarantine insects. Because quarantine requirements vary for
different insect species, users must ensure that the facility is approved
by the appropriate regulatory agencies prior to importing insects.
Currently, the facility is approved for rearing of gypsy moth, Lymantria
dispar. Permit No. 932043.
The Department of Entomology Chairperson serves as the official administrator
for the facility. Documentation of regulatory agency approval and permit
number must be forwarded to the Entomology Chairperson, with a copy
to the Research Committee Chair, before quarantine facility use is
approved for a particular species.
Space within the facility will be assigned by the Research Committee
during its annual allocation of assignable space. Use of unassigned
space may be requested at any time during the year. At present, the
facility houses both departmental and individually owned growth chambers.
Faculty who has moved personal growth chambers to the facility will
have priority use of those chambers. When not in use by owners, however,
chambers will be available to other users.
Approved 10/28/94.
XX. Department of Entomology Position Vacancy Process
- Position request to CALS (using criteria)
preparation by ad hoc committee
- Position approval from Dean
- Prepare Position Description
preparation by Search Committee
approval by Faculty
- Fill out PVL and send to Affirmative Action
- Prepare and submit position announcement to:
ESA
Science
Entomology Departments
ESA convention (if applicable)
- Set up file for candidates in office
- Send letter of acknowledgement and letter of file completion
departmental administrator maintains files
- Establish criteria/rating for evaluating applicant folders
Search Committee responsibility
- Make first cut of applicants
- Notify candidates of status when final list is established-close
files of nonfinalists
- Bring final list of applicants to faculty for input. Set up interviews
- Prepare interview format
- After interviews, bring candidates' names before full department
meeting to vote on. Vote for first choice. If no one has a majority
of votes, eliminate lowest vote getter and vote again. Continue process
until a majority is received by one person. Repeat process to select
second and third choice.
All faculty shall be allowed to vote-assistant, associate, full.
A paper ballot will be used. Voting members will be asked to vote
for one candidate.
Absentee faculty will be sent final applicants' curriculum vitas
and allowed to indicate their first preference prior to the full
faculty meeting. This ballot will be valid for as long as it is applicable.
Majority vote of all faculty whether present or not.
Students will have representation on the committee and will be allowed
to vote for the final candidates recommended to the faculty.
- Notify candidates of outcome and send letter of rejection to all
applicants.
Approved by faculty 12/89
Amended by faculty 3/90
XXI. Department of Entomology Policy on Role of Academic Staff
in Departmental Governance
Adopted February 22, 2001
The Department of Entomology has an informal policy of inviting selected
academic staff to participate in departmental governance. The purpose
of this document is to formalize and potentially expand the role of
academic staff members in governance.
New policy:
The Academic Staff Association of the Department of Entomology can
nominate one representative to serve and have voting privileges on
every departmental committee except the Executive Committee, the Merit
Committee, and at-large representation on the Long Range Planning Committee.
Also, the chair, in consultation with the faculty can appoint additional
academic staff members to serve on selected committees, including the
Long Range Planning Committee but excluding the Executive and Merit
Committees.
XXII. Departmental Research Technician Position (50%): Policy for
Allocation
Use of the 50% research technician position should be broadly flexible,
with the primary purpose to support the research mission of the Department
of Entomology. The term of service (each time allocated) will be two
years, beginning July 1 and ending June 30, consistent with the University
fiscal calendar.
Requests for use of the position will be made to the Research Committee.
The Research Committee will issue a call for requests in January of
even-numbered years. Evaluation of requests will be made by members
of the committee, according to the following criteria. (These criteria
are not prioritized.)
- Past productivity and track record of research of faculty member
submitting request.
- Fit with department's research mission.
- Availability of support to supplement the position.
- Use as "matching funds" for new research initiative
proposed to a funding agency ("leveraging").
- Prior history of receipt of the position.
Recommendations of the Research Committee will be submitted for approval
by department faculty.
Approved 5/25/00.
XXIII. Search and Screen Process for University
http://www.ohr.wisc.edu/polproced/srchbk/sbkmain.html
XXIV. University Faculty Policy and Procedures
http://wiscinfo.doit.wisc.edu/secfac/governance/FPP/Table_of_Contents.htm
XXV. CALS Tenure Guidelines
http://www.secfac.wisc.edu/divcomm/biological/
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to read this file. It is free and can be downloaded from Adobe's
website at http://www.adobe.com/products/acrobat/readstep2.html.
XXVI. PERSONNEL/PROMOTIONS
The University of Wisconsin recognizes three levels of professorship;
assistant professor, associate professor and full professor. The guidelines
for promotion from assistant professor to associate professor are clearly
presented in the Faculty and Staff Handbook; however, guidelines for
promotion from associate professor to full professor are not spelled
out, thus making promotion the responsibility of the department. Promotion
to the full professor rank implies that the individual is making significant
contributions in his/her academic field. Those granting the promotion
must be sure that the individual has the appropriate post-tenure credentials.
I. Guidelines For Promotion to Full Professor
- Except under exceptional circumstances, a candidate will not
be considered for promotion to full professor in less than 3 years
after promotion with tenure. During this time period, the candidate
is expected to submit her/his annual activities reports to the
Senior Executive Committee. This report must be submitted to the
Chair no later than March 1. The early reviews will provide the
candidate with a running analysis of her/his progress.
- At the beginning of the third academic year, the candidate may
choose an individual from the Senior Executive Committee to act as
a resource at the Executive meeting. This point is not a requirement,
but an individual with detailed knowledge of the candidate's progress
would be helpful to the committee.
- The Executive Committee will meet in March to discuss the progress
of the candidate based on the annual reports. The Chair will be expected
to be thoroughly apprised of the candidate's progress and will be
expected to convey the feelings of the Executive Committee back to
the candidate.
- The Chair will summarize these comments in a letter to be sent
to all Senior Executive Committee members, to the candidate, and
be filed in the departmental office no later than two weeks after
the review.
- This progress review process will continue from year three on
an annual basis until promotion to full professor occurs.
- When the candidate feels promotion is warranted, he/she will meet
with the Chair to discuss the issue. This should occur no later than
January .A promotion packet should then be developed and submitted
to the Executive Committee no later than March 1. This will give
committee members sufficient time to examine the packet for the March
Senior Executive Committee meeting. The promotion packet will be
available in the departmental office for examination no later than
the first working day in March. The candidate will be encouraged
to speak with the colloquium committee about arranging a date for
a departmental seminar .The seminar would be given prior to the Senior
Executive Committee's meeting in March.
- Following discussion of the candidate's credentials, the Senior
Executive Committee will then vote on promotion.
- Voting shall be by paper ballot The departmental administrator
will distribute ballots to all Senior Executive Committee members
and instruct them to return the identified ballots to the office
within one week. Members on leave will vote by mail or FAX.
- The ballot shall have two categories:
Yes - for promotion
No - against promotion
Ballots will be counted immediately after the close of the voting
period. Late ballots will not be accepted.
- A two-thirds majority of affirmative votes from those voting will
be required for promotion.
- The candidate will be immediately informed of the results by the
Chair via letter. The chair will send the recommendation for promotion
to the Dean within a week for processing.
II. Development of The Promotion Packet
The annual report and the promotion packet are significantly different
in scope and should not be considered synonymous.
- The promotion packet can, in part, be considered a series of
annual reports; however, additional information must be present.
a. The packet shall include a 2 to 3 page essay on the directions
of the candidate's research, teaching or extension duties. This
narrative would begin no later than the tenure promotion, but
could go as far back as needed. This would include past efforts
or discoveries, present work and future directions. The candidate
should explain how his/her work during the post-tenure period
has attained a world-class stature or has contributed significantly
to regional growth, health etc.
b. The completed promotion packet may include a seminar to the
department elaborating on Section a. This seminar would be a
part of the colloquium series and should be attended by all Executive
Committee members.
c. The candidate shall submit the. names of 5 outside reviewers
who would be able to evaluate the candidate's progress and status.
The Senior Executive Committee may request letters from at least
two of these individuals.
d. For those whose primary appointment is research, the packet
will include: (1) a listing of all publications broken into categories
of refereed, nonrefereed, book chapters, books, technical notes,
software and patents and a copy of each paper or manuscript;
(2) a list of proposals funded and if desired a list of those
submitted and proposals funded; (3) a list of seminars presented
by the candidate. The packet will also include: (4) a description
of the candidates teaching responsibilities; (5) teaching evaluations
made during the post-tenure period; (6) a list of graduate and
postdoctoral students that have worked in the candidate's laboratory
and their current position. Undergraduate honors students as
well as visiting scholars should also be included. (A visiting
scholar could be defined as an individual coming to the lab for
a short period of time; for example, to learn a technique developed
in the candidate's lab ).
e. For those whose primary appointment is extension, the packet
will include: (1) a complete C.V. and a copy of each paper and
manuscript. Research and extension .material should be separated,
with the extension publications grouped in two categories for
single print publications (a) those not intended to be revised
and (b) those reissued periodically). (2) a listing of funding
proposals submitted and proposals funded; (3) a list of seminars,
extension presentations (media development, computer software
developed, satellite programs, workshops, seminars, short courses
and individualized instruction) and a statement as to the kind
of role the candidate played in each of these activities; (4)
clientele served; (5) continuing evidence of a leadership role
in independent and joint programming efforts; (6) evaluation
of impact; (7) continuing evidence of leadership in campus, state,
regional and national extension issues. The packet will also
include: (1) a description of the candidate's extension programming
areas; (2) teaching evaluations of extension and resident instruction
(where applicable) activities; (3) a list of graduate and postdoctoral
students in the candidate's extension and/or research program.
Utilization of the format given in the Biological Sciences Divisional
Guidelines for Promotion or Appointment to Tenure Rank is suggested.
Additionally, the Department Senior Executive Committee will
also consider annual performance evaluations by County Extension
Agents and other cooperating departments.
f. For those whose primary appointment is resident instruction,
the packet will include: (1) a chronological listing of courses
taught, including credits, numbers of students enrolled, and
numbers of lab sections taught (if appropriate), (2) documentation
of teaching effectiveness (to include, but not restricted to
student evaluations), (3) a summary of significant instructional
support materials such as textbooks, lab manuals, J or videotapes,
that have been developed by the candidate, (4) participation
in and, especially, leadership of instructional improvement opportunities
such as workshops, conferences, and training grants, (5) publications
on instructional innovations, and (6) service (such as CALS,
University or ESA committee assignments) that relates specifically
to instruction. The balance of the packet should reflect (1)
areas of the secondary appointment (research or extension as
outlined in the previous sections). Utilization of the format
of the tenure document is recommended.
III. Department Guidelines for Mentors
Each assistant professor will be assigned two mentors, who will remain
in this capacity (or replaced if circumstances warrant) for the duration
of the probationary period.
The role of the mentors is to:
- Serve as a resource for communicating the candidate's record
to the Executive and Divisional Committees. This may include such
functions as critiquing the format of the tenure packet and providing
advice based on previous cases. However, it is entirely the responsibility
of the candidate to develop the record of accomplishment upon which
the decision to promote is based.
- Serve as a liaison between the candidate and the Executive Committee.
This should include communicating the candidate's performance to
the Executive Committee and being prepared to answer their questions,
communicating the Executive Committee critiques to the candidate,
and providing advice as to timing of application for promotion.
To fulfill these responsibilities, the mentors are expected to: 1)
meet formally with the candidate at least once a year to discus progress,
2) present the candidate's current CV to the Executive Committee
once a year, and 3) be available on an ongoing basis as a resource
and source of counsel to the assistant professor. However, a mentor
is not necessarily an advocate, and is free to vote accordingly in
all decision.
Approved 2/22/91
Addendum I
The Department Chair will act as an ex officio member of each mentor
committee. The Chair will facilitate meetings of the committees and
will assist them in advising the faculty on the progress of the assistant
professors. Additionally, minutes shall be taken during these meetings
and will be distributed to the Department Executive Committee during
the annual review process.
Approved 4/26/91
Post-Tenure Review Policy,
Department of Entomology
(5/23/94)
Entomology faculty members will be reviewed every five years, in accordance
with UW-Madison Faculty Document 1001b and College of Agricultural
and Life Sciences guidelines. Because the Department Chair is expected
to serve 4-5 years, s/he will be reviewed by College Administration
during that time, based on annual input from Department of Entomology
faculty.
Post-tenure review in the Department of Entomology will be conducted
by the Department Merit Review Committee, which is composed of three
elected members from the Department Executive Committee, and the Department
Chair. Each of the elected members serves a three-year term with one
member rotating off the committee on an annual basis. The committee
will now have two responsibilities; conduct of the annual merit review
exercise and review of post-tenure performance. If one member of the
Merit Review Committee is scheduled for post-tenure review, the review
will be conducted by the remaining two members and the Chair. Faculty
who have most recently rotated off the committee will be asked to serve
during the review process if more than one of the current members is
scheduled for review.
Reviewing two-three faculty members each year will allow the committee
to complete the review cycle within a five-year period. This activity
will begin during 1994, starting with our most senior faculty. Review
will be delayed if a scheduled faculty member is on leave or if his
or her promotion to Full Professor is anticipated for the following
year. In the case of faculty whose review falls during the year in
which a CSRS Review of the department occurs, documentation prepared
for the review will be a part of the post-tenure review packet. Faculty
anticipating retirement within 18 months will not be reviewed.
To meet campus and college requirements, qualitative and quantitative
information submitted should include current curriculum vitae, annual
activity reports, teaching evaluations or summaries of evaluations,
and other materials providing evidence of the faculty member's accomplishments
and contributions. Faculty members will consult college guidelines
(Wyse memorandum 22 March 1994) for suggestions, and will provide plans/objectives
for the next five years and how these relate to college/department
missions and program areas. In the case of faculty with Extension appointments,
the Department Chair will make available a five-year summary of County
Extension Agent evaluations. Extension faculty will provide copies
of their multi-year plan, annual plans of work, and annual accomplishments
reports. In addition to the examples of post-tenure responsibilities
outlined in college guideline, Extension faculty are encouraged to
include evidence of service to commodity groups and other agencies,
service and leadership on Extension committees, Extension grants, and
activities in professional Extension societies.
Faculty scheduled for post-tenure review will submit the packets to
:he Department Chair not later than March 1. Faculty scheduled for
review during 1994 will submit their packets by March 1, 1995; those
scheduled for review during 1995 will submit their packets by February
1, 1996. This cycle will continue at a pace that assures all post-tenure
faculty are reviewed at least once every five years.
The Merit Review Committee will use Section III.C. of Faculty Document
1001b (5 April 1993) and college guidelines (Wyse memo, 22 March 1994)
as guides for conduct of the review. Upon completion of the March review,
the Department Chair will provide a written summary of the review and
meet with reviewed faculty members not later than May 1 to discuss
results. If a reviewed faculty member requests a meeting of the entire
committee, the chair will set the date for such a meeting not later
than June 1. To insure accountability, the department will follow the
guidelines set forth in Section IV. Accountability, in Faculty Document
1001b (5 April 1993).
Post- Tenure Review Policy,
College of Agricultural and Life Sciences
University of Wisconsin-Madison
The College of Agricultural and Life Sciences requires academic departments
to review the work of all tenured faculty members once each five years
in accordance with Faculty Document l00lb. The purpose of this review
is to help faculty members grow and develop.
The review should be based on a current curriculum vita, annual activity
reports, teaching evaluations and other evidence of the faculty member's
accomplishments and contributions that the department or the faculty
member deem appropriate.
The Executive Committee of each department is responsible for reviewing
the faculty members designated to be reviewed in a given year.¹ The
work of each designee will be reviewed in detail by at least two members
of the committee. These reviewers will draft a brief report describing
and evaluating the performance of the designee. The attached table
provides a list of responsibilities that may serve as a guideline for
the review.
The report will include professional accomplishments and recommendations
for growth and development If deficiencies are noted, the report should
include specific recommendations on ways of improving performance.²
After review and approval by the full committee, the report will be
given to the designee for comment The comments of the designee will
be considered by the committee and a final draft of the report, together
with the comments of the designee, will be forwarded to the Dean of
the College of Agricultural and Life Sciences.
_______________________
¹Departments may determine the appropriate
schedule to assure that all tenured faculty members are reviewed during
one of the fiscal years 1994 through 1998 and are reviewed every five
years after their first review. Faculty members being promoted from
Associate to Full Professor may be included in the group being reviewed
and the promotion process may be substituted for this review process.
As identified in section IIIB of faculty document l00lb, for a faculty
member with appointments in more than one department, the department
chair of the affected departments shall agree on procedures for conduct
of the review.
²If a faculty member is performing unsatisfactorily
in the judgment of the Executive Committee, he/she will be reviewed
annually until he/she performs satisfactorily.
Post tenure responsibility of CALS faculty³
| Activity |
Funding |
Responsibilities |
| Instruction |
% |
* Timetable-based instruction
- Undergraduate and graduate formal courses
- Undergraduate independent study and research
- Undergraduate coordinative Internship
- Graduate independent study and research
* Undergraduate advising
* Postdoctoral advising and research direction
* Undergraduate and graduate recruitment and retention
* Professional seminar and symposia organization and implementation
* Writing professional textbooks and lab manuals
* Instruction administration
* Serving on curriculum and teaching advisory committees
* Instruction outreach and public service
- Assisting teachers and education consultants in developing
K-12 education aids in CALS areas of expertise such as
biology and broad-based environmental literacy
- Sharing disciplinary and interdisciplinary knowledge with
the extended community (K-senior citizens) and informing
them about educational opportunities in CALS
- Public presentations in disciplinary area of expertise
- Implementing technology transfer via non-classroom instructional
media
|
| Research |
% |
* Discovery, Integration and application laboratory
and field research
- Obtaining research grants
- Publishing peer-reviewed research papers
- Filing and developing patents
* Research administration
* Serving on research advisory committees
* Officers in professional societies
* Reviewing and editing journal articles
* Reviewing agency grant proposals
* Research outreach and public service
- Writing for trade journals and the popular press
- Public and private consulting in disciplinary areas of
expertise
- Implementing research data base access
- Participating as a technical expert in the legislative
process
|
| Extension |
% |
* Clientele education and service
- Public and private consulting and presentations in disciplinary
area of expertise
- Preparing written and video material to support extension
education programs
- Conducting field research-based demonstrations
* Extension administration
* Serving on extension advisory committees |
_______________________
³The nature and relative weighting of responsibilities
for individual faculty varies according to disciplinary area, career
stage and relative role played in fulfilling the mission of the employing
unit, College and University.
XXVII. Procedures
Governing Salary Equity Review
- Upon notification of a salary equity review request, or at the
times specified in the Provost’s letter dated October 3rd,
2003 (see below), the Chair will convene the Merit Committee to
review the inquiry and will proceed with a Salary Equity Review.
If the faculty member who is being reviewed is a member of the
Merit Committee, he/she will be excused from the committee and
the Chair can appoint another member of the Executive Committee
to serve on the Merit Committee if desired.
- Included in the Salary Equity Review are a post tenure review (see
Post-Tenure Review Policy this section), department merit history
review, salary history review of three comparable peers and review
of other pertinent information. The department will provide written
justification for any salary differences between the individual being
reviewed and the three comparable peers. University guidelines are
included in the attachments listed below.
- Based on the results of the post tenure review, a review of the
merit and salary history, and any other pertinent facts the Chair,
based on the Merit Committee’s decision, will forward its recommendation
to the Dean’s office. The Dean will review all department salary
equity review decisions (whether or not an adjustment is recommended)
to determine whether they are fair and are supported by adequate
documentation.
- A copy of all documentation will be kept in the faculty member’s
file.
The following letter dated October 3rd, 2002 explains the Provost’s
position regarding Equity in Faculty Salaries and applicable procedures.
http://www.provost.wisc.edu/salaryequitypolicy.html
DATE: October 3, 2002
TO: Faculty, Deans, Directors, and Department Chairs
FROM: Peter D. Spear, Provost
RE: Equity in Faculty Salaries
I. Purpose: Reaffirming the Merit Basis of Faculty
Pay
It is long-standing campus policy, and a matter of fairness and
equity, that faculty salaries must be based on merit. Nevertheless,
many factors may lead to inequities in salaries so that they are
not directly related to merit. For example, as recent experience
on our campus has shown, salary inequities may occur that are related
to gender. In addition, inadvertent salary inequities may occur for
any individual for a wide variety of reasons. Therefore, it is important
to evaluate salaries periodically to ensure that they are equitable
and based on merit. This should be done for all faculty as a regular
part of our salary process, not simply in response to campus studies
or individual grievances. A successful proactive program to promote
salary equity for all our faculty will improve campus climate and
will positively affect our ability to recruit and retain outstanding
faculty. In short, ensuring salary equity will help make us a better
university.
What follows is a set of procedures to be followed by all campus
units to evaluate individual faculty members’ salaries for
merit at specific times in their careers. These procedures were developed
in consultation with the University Committee, the EDRC Advisory
Committee, the Faculty Compensation and Economic Benefits Commission,
the Committee on Women in the University, and the school and college
deans. The goal of the procedures is to assess whether an individual
faculty member’s salary is appropriately and equitably related
to career merit in comparison with peers at UW-Madison and to make
merit-based salary-equity adjustments if appropriate. The procedures
use existing campus policies and procedures for making salary decisions,
and they are to be carried out at times when we normally evaluate
career merit for individual faculty. Therefore, these procedures
involve little or no added effort or bureaucracy.
II. Timing of Salary Equity Evaluation
Each faculty member’s salary will be evaluated for equity
relative to career merit at the following times:
- At the time of each major faculty review and evaluation:
- promotion to associate professor
- promotion to full professor
- each five-year post-tenure review;
- In the third year of the probationary period
- In response to a request from a faculty member
III. Conducting the Salary Equity Evaluation
A. Initial Salary Equity Evaluation
The tenure-home department will conduct the salary equity evaluation
using departmental processes and committees that already exist
for the establishment and review of salaries, as specified by Faculty
Policies and Procedures.
To conduct the evaluation, departments will use an analysis similar
to those set forth in the Guidelines for Implementing the 2000-2001
Faculty Gender Pay Equity Review. (See http://www.wisc.edu/provost/GEFSguide.html.)
The only difference is that the gender pay equity review involved
comparing the faculty member being reviewed with three comparable
males, whereas the new Salary Equity Evaluation will compare the
individual with three comparable faculty members regardless of
gender. The departments will provide a written justification for
any salary differences between the individual being reviewed and
the three comparable peers.
Any salary adjustment will be made during the normal annual salary
exercise (see below). It should be kept in mind that the three
comparable faculty will receive annual merit increases in the same
salary exercise. Therefore, the salary adjustment for the individual
being reviewed should establish salary equity as of the beginning
of the next academic year, after all four faculty (the individual
being reviewed and the three comparable faculty) have received
their annual raise.
B. Appeals within the Department
The faculty member reviewed may appeal using existing departmental
appeal procedures.
C. Dean Review of Salary Equity Evaluations
The Dean will review all salary equity decisions (whether or not
an adjustment is recommended) to determine whether they are fair
and are supported by adequate documentation.
IV. Funding of Equity Pay Adjustments
No special campus-level funding is available for equity pay adjustments.
If adjustments are considered appropriate, they will be funded using
existing funding sources:
- From the annual merit pool (which comes from campus funds)
- Via the regular promotion base adjustment (which comes from the
unit’s continuing base budget)
- As a base adjustment for “individual inequity” under
existing rules (which comes from the unit’s continuing base
budget)
Of course, a combination of these three may be used.
V. Data Available from the Provost’s Office
By December lst of each year, the Provost’s Office will provide
to all department chairs and deans:
- A current faculty salary list based on November 1 salaries;
- Scatter plots, based on November 1 salaries, showing salary vs.
years since the terminal degree for all faculty in the unit. These
scatter plots will distinguish between male and female faculty
members;
- Salary data from peer institutions, where available. These data
may be relevant to the evaluation of starting and retention salaries.
VI. For further information, questions may be directed
to appropriate deans and department chairs or to the Associate Vice
Chancellor for Faculty and Staff Programs.
ATTACHMENTS
Attachment A
UW
Madison Unclassified Personnel Policies and Procedures 10.001-
Unclassified Rate and/or Title Change
Attachment B
The
Merit Compensation Plan Requirements. Chapter 5, 2002-2003 Annual
Budget Instructions
Attachment C
The UW Madison
Guidelines for Implementing the 2000-2001 Gender Pay Equity Review

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